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MANDATORY STATUTORY TRANSPARENCY NOTICE (SEBI IA & RA REGULATIONS)

StockUnboxed is an investigative financial education & computational forensic laboratory. We do not provide personalized stock advisory, price targets, buy/sell recommendations, or paid endorsements. All research is published freely under open verification protocols.

DOC: SU-GOV-2025-V2 REVISED Q1 2025 • STATUTORY AUDIT ✓ Primary Sourced ⚠️ Zero Conflict Pledge

About StockUnboxed — Independent Financial Intelligence Desk

How StockUnboxed executes unvarnished, peer-audited financial intelligence with zero stock tips, zero commercial advisory, zero fee kickbacks, and strict multi-jurisdiction primary-source verification.

Sourcing Discipline
100% Statutory
Commercial Advisory
0% Tips / 0% Targets
Corrections Window
<12 Hours SLA
Jurisdiction Scope
SEBI / SEC / FCA
ARTICLE I THE STATUTORY SOURCING HIERARCHY

Strict Reliance on Primary Regulatory Disclosures

Every financial metric, ratio, statement trendline, or corporate governance analysis published across StockUnboxed must originate directly from statutory regulatory repositories. We adhere to an absolute four-tier evidentiary hierarchy:

TIER 1 (GOLD STANDARD): STATUTORY EXCHANGES & CORPORATE REGISTRIES WEIGHT: 100%

Audited Annual Reports (Form 10-K, MCA-21 XBRL, Ind AS disclosures), SEBI Draft Red Herring Prospectuses (DRHP), and statutory stock exchange disclosures (BSE, NSE, SEC EDGAR).

TIER 2: QUARTERLY DISCLOSURES & EARNINGS TRANSCRIPTS WEIGHT: 90%

Unaudited Limited Review quarterly results (Clause 41/Regulation 33), official management investor presentation decks, and verbatim earnings call conference transcripts.

TIER 3: CENTRAL BANK & BENCHMARK REGULATORS WEIGHT: 85%

Reserve Bank of India (RBI) circulars, Federal Reserve economic data (FRED), SEBI Settlement Orders, and National Company Law Tribunal (NCLT) insolvency proceedings.

TIER 4 (STRICTLY PROHIBITED): SECONDARY GOSSIP & TIP AGGREGATORS WEIGHT: 0% (DISALLOWED)

Social media rumors, Telegram tip channels, WhatsApp advisory groups, broker circular leaks without exchange confirmation, and unverified news headlines are permanently banned from sourcing.

ARTICLE II THE ZERO-TIP & ZERO-ADVISORY GUARANTEE

Absolute Independence & Anti-Conflict Policy

CORE CONSTITUTIONAL PROMISE

StockUnboxed has never issued, and will never issue, price targets, buy/sell calls, portfolio subscription services, or trading tips. We operate under strict educational exemptions across all jurisdictions.

Our research fellows and financial quantitative analysts are bound by institutional disclosure rules: no analyst may hold material non-public positions in single stocks analyzed within 30 days prior to or 7 days following the publication of any forensic teardown.

Our Mission: Grounded in Primary Filings

StockUnboxed was founded with a single objective: to cut through speculative market noise, stock tips, and unverified social media claims by delivering rigorous, 10-year forensic balance sheet audits and textbook capital allocation education.

Why We Never Give Stock Tips

We believe genuine investor independence comes from understanding financial statements, not following advisory recommendations. Every quantitative metric, ROCE spread, and debt service ratio on StockUnboxed is computed directly from statutory filings registered with BSE, NSE, and SEBI in India, and the SEC in the United States.

Multi-Jurisdiction Regulatory Citations & Exemption Notices

🇮🇳 India (SEBI & MCA-21)

Not registered under SEBI (Investment Advisers) Regulations, 2013 or SEBI (Research Analysts) Regulations, 2014. Content is strictly educational analysis of statutory corporate disclosures under SEBI LODR Regulation 30/33.

🇺🇸 United States (SEC & FINRA)

Does not constitute an offer, solicitation, or recommendation to purchase or sell securities under the Securities Act of 1933 or Investment Advisers Act of 1940. Sourced from SEC Form 10-K/10-Q filings.

🇬🇧 United Kingdom (FCA)

StockUnboxed is not authorized by the Financial Conduct Authority (FCA). None of the materials constitute regulated financial promotion under Section 21 of the FSMA 2000.

🇦🇺 Australia & 🇨🇦 Canada

Does not hold an Australian Financial Services Licence (AFSL). Compliant with Australian DDA, Canadian AODA, and European Accessibility Act (EAA) WCAG 2.2 Level AA accessibility mandates.

GOVERNANCE BOARD: STOCKUNBOXED EDITORIAL OVERSIGHT DESK
PERMANENT AUDIT REGISTRY: SU-ETHICS-2025